DISCLOSURES

Information on SIPC RMK Maritime Capital, LLC (“RMK”) is a member of the Securities Investors Protection Corporation (SIPC). SIPC has prepared an informative brochure which provides an understanding of SIPC, its role and how it protects you. The brochure can be obtained by visiting SIPC’s website www.sipc.org or by calling SIPC at 202- 371-8300.

Investor Education and Protection

FINRA

RMK is a member of The Financial Industry Regulatory Authority (FINRA) www.finra.org/.

FINRA makes available certain information on brokers, brokerage firms, investment adviser representatives and investment adviser firms through FINRA BrokerCheck®.

Through BrokerCheck, investors can:

  • Search for information about brokers and brokerage firms
  •  Search for information about investment adviser firms and representatives
  • Obtain online background reports, if available

• Link to additional resources such as educational tools for investors

You can request a BrokerCheck report by visiting www.finra.org/brokercheck, calling the BrokerCheck toll-free Hotline at (800) 289-9999, or submitting a request by U.S. mail to FINRA BrokerCheck, P.O. Box 9495 Gaithersburg, MD 20898-9495 or by fax to 240-386-4750.